Sr. Lead – Compliance (AVP)
📍 Mumbai
💼 Experience: 10-15 Years
- Provide Regulatory Advisory and Advocacy and getting clarity from the Exchanges on regulatory circulars / guidelines and provide the same to various functions in the organization.
- Review and defining processes for implementation of various circulars issued by Exchanges, Depositories, SEBI etc.
- Day to day query handling in relation to regulatory area of SEBI, Exchanges & Depositories.
- Handling Regulatory Inspections & Internal Audit Independently.
- Ensuring timely & accurate regulatory submission to exchanges, Depositories, various PMS submission etc.
- Responsible for framing internal policies, procedures, standards, and processes and ensure implementation of the same.
- Lead the team and guide them to perform their duties effectively in this function.