Principal Officer (Compliances)
📍 Gandhinagar (Gift city)
💼 Experience: 2+Years
- Oversee the overall operations of the GIFT IFSC entity and ensure adherence to applicable IFSCA regulations, guidelines, circulars, and directions.
- Oversee operational processes supporting access to US-listed equities and ETFs.
- Identify and manage operational, regulatory, counterparty, settlement, and business risks.
- Monitor adherence to internal policies, approved procedures, escalation protocols, and risk controls.
- Work closely with the designated Compliance Officer to ensure compliance with applicable regulatory and legal requirements.
- Serve as a key point of coordination with IFSCA and other relevant stakeholders in relation to the Principal Officer's responsibilities.
- Provide periodic updates to senior management on business operations, regulatory matters, risks, and control effectiveness.