Compliance Manager
📍 Mumbai
💼 Experience: 7 - 10 Years
- Responsible for all compliance initiatives and handle all day to day compliance activities.
- Independently manage reporting requirements to SEBI, AMFI, AMC / Trustee Board. Formulation and ensuring Implementation of Compliance Policies / procedures.
- Preparation of Offer documents to be filed with SEBI for launch of new products.
- Ensuring compliance under SEBI Regulations, AML and company law.
- Remain abreast of latest circulars, regulatory amendments, AMFI guidance and provide summarized updates to the Management
- To interact with Regulator, RBI, AMFI, FIU, etc. and ensuring cordial relations with them.